To: All Registered Market Intermediaries
Re: Directive under section 13 ( c ) of Securities and Exchange Commission of Sri Lanka Act No. 36 of 1987 ( as amended)
To: All Registered Market Intermediaries Under the Category of Margin Providers
Re: Directive under section 13 ( c ) of Securities and Exchange Commission of Sri Lanka Act No. 36 of 1987 ( as amended)
To: All Registered Market Intermediaries Under the Category of Investment Managers
Re: Directive under section 13 ( c ) of Securities and Exchange Commission of Sri Lanka Act No. 36 of 1987 ( as amended)
To: All Registered Market Intermediaries Under the Category of Credit Rating Agencies
Re: Directive under section 13 ( c ) of Securities and Exchange Commission of Sri Lanka Act No. 36 of 1987 ( as amended)
To: All Registered Market Intermediaries Under the Underwriters
Re: Directive under section 13 ( c ) of Securities and Exchange Commission of Sri Lanka Act No. 36 of 1987 ( as amended)
Please note that SEC Circular No 02/2007 has been amended by CSE Circular No 05-05-2007 (attached herewith) following a directive to the CSE by the SEC.