SECURITIES AND
EXCHANGE COMMISSION
OF SRI LANKA
(Incoporated under Act. No. 36 of 1987)
Level 28, East Tower
World Trade Center
Echelon Square
Colombo 1
Sri Lanka
|
Mr. Channa de Silva
Director General
Tel: 94-011-2437086
E-mail: channa@sec.gov.lk
|
| .......................................................................................................................................................................................... |
SECURITIES AND
EXCHANGE COMMISSION
OF SRI LANKA
(Incoporated under Act. No. 36 of 1987)
Level 28, East Tower
World Trade Center
Echelon Square
Colombo 1
Sri Lanka |
Miss. Marina L Fernando
Deputy Director General
Tel: 94-011 2345333
E mail : marina@sec.gov.lk
|
| |
| .......................................................................................................................................................................................... |
SECURITIES AND
EXCHANGE COMMISSION
OF SRI LANKA
(Incoporated under Act. No. 36 of 1987)
Level 28,
East Tower
World Trade Center
Echelon Square
Colombo 1
Sri Lanka
|
Mr. Dhammika Perera
Director
Monitoring & Investigations
Tel: 94-011-2345327
E-mail: dhammika@sec.gov.lk
|
- Deal with complaints that appear to require the institution of legal or other proceedings or the imposition of sanctions.
- Conduct investigations into fraudulent activities in the securities market and violations of securities laws and regulations.
- Conduct inquiries with regard to proposed takeovers and mergers where it is alleged that the mandatory offer provisions contained in the Takeovers and Mergers Code have been triggered.
- Conduct training programmes on securities related investigations.
|
| .......................................................................................................................................................................................... |
| SECURITIES AND
EXCHANGE COMMISSION
OF SRI LANKA
(Incoporated under Act. No. 36 of 1987)
Level 28, East Tower
World Trade Center
Echelon Square
Colombo 1
Sri Lanka
|
Mr. Malik Carder
Director
External Relations & Market Development
Tel: 94-011-2345331
E-mail: malik@sec.gov.lk
|
- Handle Public Complaints·
- Handle International Relations ·
- Handle publications
- Develop and conduct training programmes on the Capital Market, Securities Law and related subjects
- Conduct training programmes for SEC staff
Coordinate the development of the SEC library
|
|
| .......................................................................................................................................................................................... |
SECURITIES AND
EXCHANGE COMMISSION
OF SRI LANKA
(Incoporated under Act. No. 36 of 1987)
Level 28, East Tower
World Trade Center
Echelon Square
Colombo 1
Sri Lanka
|
Miss. Ianthie Jayaratne
Director
Finance & Administration
Tel: 94-011-2345330
E-mail: ianthie@sec.gov.lk
|
- Financial control and budgeting including preparation of monthly, · quarterly, and annual accounts.
- Manage the Cess Fund, Compensation Fund and Settlement and Guarantee Fund.
- Deal with Personnel Management including recruitment, promotions, staff welfare, compensation and benefits.
- Supervise general maintenance and upkeep of the Secretariat.
- Handle purchasing and insurance.
- Handle publication of reports and submission of the Annual Report to Parliament.
|
| .......................................................................................................................................................................................... |
SECURITIES AND
EXCHANGE COMMISSION
OF SRI LANKA
(Incoporated under Act. No. 36 of 1987)
Level 28, East Tower
World Trade Center
Echelon Square
Colombo 1
Sri Lanka
|
Director
Legal & Enforcement
|
|
- Provide legal support and advice to the Commission and its various divisions.
- Review and promote the development of the frame work of laws within which the Securities and Exchange Commission functions with a view to ensuring that such laws optimally reflect better developed and more appropriate policy
- Review, suggest and draft amendments to the Securities and Exchange Commission of Sri Lanka Act and subordinate legislation made thereunder.
- Review and approve rules of the Colombo Stock Exchange.
- Process and recommend applications for the issue and renewal of licences to Stock Exchanges, Stock Brokers, Stock Dealers and Managing Companies of Unit Trusts.
- Process and recommend applications for the grant and renewal of registration to Underwriters, Margin Providers, Investment Managers, Credit Rating Agencies and Clearing Houses.
- Instruct the Attorney- General in the prosecution of persons charged with the violation of the provisions of the SEC Act, and subordinate legislation made there under.
- Process and approve applications by foreign funds to invest in the Sri Lankan securities market.
- Present matters at inquiries before the Commission.
|
| .......................................................................................................................................................................................... |
SECURITIES AND
EXCHANGE COMMISSION
OF SRI LANKA
(Incoporated under Act. No. 36 of 1987)
Level 28, East Tower
World Trade Center
Echelon Square
Colombo 1
Sri Lanka |
Mrs. Tharanga Kariyawasam
Director
Supervision
Te: 2345332
E-mail: tharnga@sec.gov.lk |
- Monitor the financial and operational performance of licensed Market Intermediaries including Stock Broker – Dealers, Unit Trust Management Companies, Margin Providers, Investment Managers, Underwriters, Credit Rating Agencies and Clearing House
- On-site and Off-site risk based supervision of licensed Market Intermediaries
- Conduct Regulatory Audits of the Colombo Stock Exchange
|
| .......................................................................................................................................................................................... |
| |
SECURITIES
AND
EXCHANGE COMMISSION
OF SRI LANKA (Incoporated under Act. No. 36 of 1987)
Level 28, East Tower
World Trade Center
Echelon Square
Colombo 1
Sri Lanka
|
Miss Marie Surana Fernando
Director
Corporate
Affairs
Tel: 94-011-2345326
E-mail: surana@sec.gov.lk
|
- Monitor listing applications and documents for any deficiencies
and ensure disclosure of information.
Standardize listing documents.
Develop rules/policies relating to eligibility for listing.
Conduct post prospectus checks; monitor end-use of funds;
and require · companies to make disclosures as appropriate.
Evaluate compliance with Corporate Governance Practices.
Inquire into and resolve complaints of market intermediaries
and investors.
Verify the accuracy of the notices/announcements published
by issuers.
Monitor compliance with the Company Takeovers and Mergers
Code 1995.
- Process and approve off-the-floor transactions.
|
|
| .......................................................................................................................................................................................... |
SECURITIES AND
EXCHANGE COMMISSION
OF SRI LANKA
(Incoporated under Act. No. 36 of 1987)
Level 28,
East Tower
World Trade Center
Echelon Square
Colombo 1
Sri Lanka |
Mr. Chandu Epitawala
Director
Surveillance and Research
Tel: 94-011-2345328
E-mail: chandu@sec.gov.lk
|
- Effectively monitor trading activities to detect and prevent any transactions or trades that violate the SEC Act.
Conduct preliminary examinations into suspicious activities/price and volume movements in the securities market and violations of securities laws and regulations.
Examine surveillance referrals of the Colombo Stock Exchange brought to the attention of the SEC from time to time .
Examine complaints made by investors or members of the general public and refer them to the Surveillance Committee.
Preparation of reports for submission to the Surveillance Committee on preliminary examinations of suspicious activity.
Scrutinize news sources such as press articles, corporate disclosures viz-a-viz market price behavior etc. Carry out specific research pertaining to the securities market, its developments, international developments, best practices and trends in other markets etc.
Make representations to the Government on policy related issues for the development of the Capital Market.
- Develop in-house Surveillance databases & resource centres for easy reference by the SEC staff.
|
| |
SECURITIES AND
EXCHANGE COMMISSION
OF SRI LANKA
(Incoporated under Act. No. 36 of 1987)
Level 28, East Tower
World Trade Center
Echelon Square
Colombo 1
Sri Lanka |
|
| |
| .......................................................................................................................................................................................... |
SECURITIES AND
EXCHANGE COMMISSION
OF SRI LANKA
(Incoporated under Act. No. 36 of 1987)
Levl 28, East Tower
World Trade Center
Echelon Square
Colombo 1
Sri Lanka |
Mr. Vajira Wijegunawardene
|
| .......................................................................................................................................................................................... |
SECURITIES AND
EXCHANGE COMMISSION
OF SRI LANKA
(Incoporated under Act. No. 36 of 1987)
Levl 28, East Tower
World Trade Center
Echelon Square
Colombo 1
Sri Lanka |
Mr Namal Kamalgoda Director
Capital Market Development- Asset Management
Tel :
E-mail : namal@sec.gov.lk
|
| .......................................................................................................................................................................................... |
SECURITIES AND
EXCHANGE COMMISSION
OF SRI LANKA
(Incoporated under Act. No. 36 of 1987)
Levl 28, East Tower
World Trade Center
Echelon Square
Colombo 1
Sri Lanka
|
Mr Vasula Premawardhena
Director
Media & Communication
Tel:
E-mail vasula@sec.gov.lk |
| .......................................................................................................................................................................................... |
SECURITIES AND
EXCHANGE COMMISSION
OF SRI LANKA
(Incoporated under Act. No. 36 of 1987)
Levl 28, East Tower
World Trade Center
Echelon Square
Colombo 1
Sri Lanka |
|
| |
|
SECURITIES AND
EXCHANGE COMMISSION
OF SRI LANKA
(Incoporated under Act. No. 36 of 1987)
Levl 28, East Tower
World Trade Center
Echelon Square
Colombo 1
Sri Lanka |
|
| .......................................................................................................................................................................................... |
| © Copyright 2000 SECURITIES AND EXCHANGE COMMISSION OF SRI LANKA.. Site by Lanka Internet. |
