New Page 5

Securities and Exchange Commission of Sri Lanka Act, No. 36 of 1987
Amended by Act, N1o. 26 of 1991 and Act, No. 18 of 2003

Securities and Exchange Commission of Sri Lanka, Rules- 2001

Securities and Exchange Commission of Sri Lanka , Regulations - 1990 as Amended
in 1993

Takeovers and Mergers Code 1995 as Amended in 2003

Managing Companies of Unit Trusts

Unit Trust Code - 2004 PDF
Unit Trust Regulations -1991
Managing Companies of Unit Trusts
Licensed as at 30 June 2010

Circulars issued by the SEC

Registered Market Intermediaries

Market Intermediaries- Registered as at 30 June 2010
Draft Market Intermediary Rules for Public Comments
Market Intermediaries – Monthly Update
Registered as at 31 st July 2010
Rules for the registration of Market Intermediaries
Credit Rating Agency
Investment Manager
Margin Provider
Underwriter
Clearing House

Financial Requirements for Multi Purpose Entities

Guidelines and the Application for the Transfer of Securities of a Public Company Listed with the Colombo Stock Exchange outside the Trading System

Guidelines for Appointment of Auditors of Listed Companies

E-mail : mail@sec.gov.lk

Copyright 2004 SECURITIES AND EXCHANGE COMMISSION OF SRI LANKA.. Site by Lanka Internet.