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Caution to Investors against unsolicited Investment Tips

26 January 2021

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CSE Offers guidance to Stockbroker Firms on best practices and market Surveillance

26 January 2020

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STRIKING THE RIGHT BALANCE

Recognising our pivotal role, we navigated through an evolving financial market guided by a strong desire….

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ABOUT US

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SEC in Brief

The Securities and Exchange Commission of Sri Lanka (SEC) was established in pursuance of the Securities and Exchange Commission of Sri Lanka Act, No. 36 of 1987 as amended by Act No. 26 of 1991, Act No. 18 of 2003 and Act no. 47 of 2009.

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Capital Market Education

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Invest Sri Lanka

Capital Market at a Glance

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  • 2

    Credit Rating Agencies

  • 07

    Underwriters

  • 15

    Unit Trust

  • 01

    Clearing House

  • 25

    Margin Providers

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    Stock Exchange

 
 

About Us

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Rules and Regulations

  • SEC Act
  • Rules and Regulations
  • Directives and Circulars
  • Consultation Papers
  • Corporate Governance
  • Approvals
  • SEC Guidelines
  • Circulars

Licensing and Registration

  • Stock Exchange
  • Stock Brokers and Dealers
  • Unit Trusts
  • Investment Managers
  • Margin Providers
  • Clearing House
  • Credit Rating Agencies
  • Underwriters

Surveillance,Investigations and Enforcement

  • Surveillance,  Investigations and Enforcement Framework
  • Offences
  • Enforcement Action

Publications

  • Annual Reports
  • Consultation Papers
  • Media Releases
  • Speeches
  • Investor Brochures
  • Other Publications
  • Advertisements
  • Photo Gallery
  • Video Gallery
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