වෙනත් අනතුරු ඇඟවීම්

වෙනත් අනතුරු ඇඟවීම්

අභ්‍යන්තර ගණුදෙනු ස්වභාවය

පාර්ශවකරුගේ නම

ගනුලැබූ ක්‍රියාමර්ගය හා හැසිරීම සහ ප්‍රතිඵලය


අවවාද කිරීම

Warner Andre Lowe

The Commission decided to issue a letter of Warning to this individual for his conduct pertaining to trades in certain shares of several companies listed on the Colombo Stock Exchange executed in the securities accounts of two clients during the period of 01st December 2015 to 20th May 2017 together with another individual.

වැඩිදුර කියවන්න

Date of Issue: 04th March 2024

අවවාද කිරීම

Y.M Dammika Anuradha Yapabandara

The SEC issued a letter of warning against the publication of social media posts regarding certain securities listed on the Colombo Stock Exchange that tantamount to recommendations that influence other investors to make investment decisions regarding those securities without a proper basis.

වැඩිදුර කියවන්න

Date of Issue: 19th July 2023

අවවාද කිරීම

H.D.R.T. Hettiarachchi

The SEC issued a letter of warning against the publication of the name, title and the logo of the word “Stock Exchange” on the Facebook Group titled “කොටස් වෙළඳපොළ ආයෝජකයෝ”/”Kotas Weladapola Ayojakayo” which appear to imply or tend to create the belief that such group has a connection to a Stock Exchange licensed by the SEC.

වැඩිදුර කියවන්න

Date of Issue: 19th July 2023

අවවාද කිරීම

M.V.D. Salila Priyanka Vithanage

The SEC issued a letter of warning against publication of the name, title and the logo of the word “Stock Exchange” on the Facebook Group titled “කොටස් වෙළඳපොළ ” which appear to imply or tend to create the belief that such group has a connection to a Stock Exchange licensed by the SEC.

වැඩිදුර කියවන්න

Date of Issue: 19th July 2023

අවවාද කිරීම

U.S.P.K Liyanage

Allowing the use of his CDS Account to his son, Mr. Dushan Imalka Kirumbara Liyanage and its login details without following proper procedure.

වැඩිදුර කියවන්න

Date of Issue: 03rd May 2023

Kindly note that the names of certain personnel against whom enforcement action were taken in the past pertaining to this offence have been removed in accordance with the retention policy for publications.