Complaints Against Stock Brokers and Stock Dealers
Complaints Against Listed Companies
Complaints Concerning Trading in Securities
Complaints Against Registered Market Intermediaries and Managers of Unit Trusts
Investor Complaint Form
Complaints Against the Colombo Stock Exchange

The SEC’s objective as stated in its mission statement is to promote develop and maintain a securities market that is fair, efficient, orderly, and transparent. Underpinning these objectives is SEC’s ultimate responsibility of protecting investors. The SEC welcomes complaints from investors pertaining to improper conduct of market participants and other irregularities, in order to ensure the protection of investors in the securities market.

SEC for the purposes of administration has identified and categorized the following issues that could arise in the securities market:

Mr. Tushara Jayaratne
Deputy Director General
Telephone : +9411-2143834
Email :