Corporate Finance Advisor

Corporate Finance Advisor

Corporate Finance Advisor means any person who for a fee or commission engages in the business of providing advice on-

i. compliance with or in respect of fund raising requirements as provided for under the Act;

ii. compliance with the listing requirements of an exchange licensed under the Act;

iii. structuring of financial products; or

iv. schemes of arrangement, schemes of restructuring or takeovers of a listed public company, but shall not include –

a. any attorney-at-law in practice who engages in giving advice in relation to any of the above solely

b. incidental to the practice of his profession;

c. any accountant in practice who engages in corporate finance advice solely incidental to the practice of his profession; or

d. any company which engages in corporate finance advice solely for its benefit or for any of its related companies.