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Corporate Finance Advisor
Corporate Finance Advisor means any person who for a fee or commission engages in the business of providing advice on-
i. compliance with or in respect of fund raising requirements as provided for under the Act;
ii. compliance with the listing requirements of an exchange licensed under the Act;
iii. structuring of financial products; or
iv. schemes of arrangement, schemes of restructuring or takeovers of a listed public company, but shall not include –
a. any attorney-at-law in practice who engages in giving advice in relation to any of the above solely
b. incidental to the practice of his profession;
c. any accountant in practice who engages in corporate finance advice solely incidental to the practice of his profession; or
d. any company which engages in corporate finance advice solely for its benefit or for any of its related companies.