Use of manipulative and deceptive devices
Type of Enforcement Action
Name of the Party
Conduct and Outcome
Warning
U.L.A.P Rukshan
The Commission decided to issue a letter of Warning to this individual for engaging in conduct that may amount to violation of Section 132 (a)-(b) of the Securities and Exchange Commission of Sri Lanka Act No. 19 of 2021.
Date of Warning – 22nd April 2024